Tom Broomfield

News:

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QEB News: Ex Black Rock portfolio manager pleads guilty to insider dealing charges
7.11.2016 More >

Tom Broomfield: Notable case

Operation Tabernula (Dodgson, Hind, Anderson, Parvizi, Harrison) 2016

A former banker and an accountant have both been found guilty of insider trading in what is thought to be the biggest case ever brought for share trading abuses in the UK.

Ex-Deutsche Bank corporate broker Martyn Dodgson and accountant Andrew Hind were both convicted by a jury at Southwark Crown Court.

Mark Ellison QC prosecuted on behalf of the FCA; Tom Broomfield was also instructed by the FCA, as disclosure junior.

For further details see:

https://www.theguardian.com/business/2016/may/09/former-deutsche-bank-boss-martyn-dodgson-guilty-insider-dealing

Notable cases:

Operation Tabernula (Dodgson, Hind, Anderson, Parvizi, Harrison) 2016
Two convicted in the ‘biggest ever insider trading trial’; Tom Broomfield instructed by FCA as disclosure junior.

Operation Tabernula (2015)
The most complex insider dealing investigation undertaken so far by the Financial Services Authority

R v Bell (2011)
Fraudulent Trading

R v Peacock (2010)
Illegal activity arising from car clamping business

R v Swales (2010)
Successfull prosecution

Operation Eaglewood (2010)
Money laundering and drug trafficking. Prosecuting the largest case currently brought by the Crown Prosecution Service.

R v Ghulaman & Sadiqi (2009)
Trading Standards' biggest ever “car clocking” fraud conspiracy.

R v Ha Wan Tran & others (2009)
Six-handed conspiracy

R v Brown (2009)
Grievous bodily harm

R v A & others
Large-scale conspiracy

Articles:

No safe havens? Pt2. Corporate facilitation of tax evasion: the new frontier.
Part 2 of a special two part analysis published by the New Law Journal on 17.11.2017 (www.NewLawJournal)
Download (PDF) >

No safe havens? Pt1.Corporate facilitation of tax evasion: the new frontier.
Part 1 of a special two part analysis published by the New Law Journal on 10.11.2017 (www.NewLawJournal)
Download (PDF) >

Trading Standards: Wheel Clamping - Regulation and the Criminal Law
WHEEL CLAMPING: REGULATION AND THE CRIMINAL LAW 19.4.2010
Download (PDF) >