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QEB News: Tom Baker acts as junior for the FCA in the prosecution of Alex Hope, convicted of £5m investment fraud and FSMA 2000 offences and sentenced to 7 years' imprisonment.
3.2.2015 More >

QEB News: Mid Staffordshire report
6.2.2013 More >

QEB News: Mid-Staffs NHS Public Inquiry
4.5.2011 More >

Tom Baker

Call 2004
BA (Hons) (Cantab) Dip Law (City University)

Practice: Crime, Fraud, Regulatory and Public Inquiries

Summary

Between May 2012 and October 2013, Tom Baker was part of the Criminal Prosecutions Team of the Financial Conduct Authority. In this role he advised the authority on the criminal law in general and in particular on prosecutions under the Financial Services and Markets Act 2000 (sections 23 and 397) and in relation to offences of insider dealing. He has extensive experience of the issues arising in such prosecutions.

For most of 2011 Tom was instructed as one of three junior counsel to the Mid Staffordshire NHS Foundation Trust Public Inquiry, in which role he called a significant number of witnesses.  He has considerable insight into the opportunities and risks that public inquiries present to core participants and witnesses.

Tom has considerable experience of advising corporate clients on issues of legal professional privilege, with a particular focus on common interest privilege arising in commercial transactions.

Tom's other experience is in prosecuting and defending serious crime of all kinds. He is experienced in dealing with probe evidence, cell site evidence, and with issues of sensitivity in the context of disclosure. He has advised on the execution of letters of request in foreign jurisdictions and on the sifting of privileged material prior to seizure of documents by the police. He has extensive experience of issues arising in confiscation proceedings, including at appellate level.

Tom also acts for medical and other regulatory bodies in relation to fitness to practise and in criminal and civil jurisdictions.

Tom prosecutes on behalf of and advises trading standards services in relation to trademark and unfair trading offences, and has prosecuted corporate defendants.  He was a speaker at the Trading Standards Institute's 2011 Consumer Affairs and Trading Standards Conference and Exhibition.  He advises on all aspects of criminal law, with a particular interest in advising public bodies and corporate clients. Clients include a community centre and a television production company.

In 2009-2010 Tom was seconded to solicitors’ firm Peters & Peters for a period of three months, where he assisted in the preparation for a significant extradition hearing and in the giving of advice in criminal cartel, fraud and cash forfeiture matters.

Additional Information

Member of Lawyers for Liberty
Member of the Young Fraud Lawyers Association
Member of the Association of Regulatory and Disciplinary Lawyers
Registered with the Bar Council – Public Access Directory
Member of the Public Access Bar Association - PABA

Astbury Scholar (Middle Temple) 2002 and 2003

Tom is a member of the CPS Advocate Panel and the Serious Crime Group and Proceeds of Crime specialist panels, all at Level 3.

Notable cases:

R v Hope & Von Badlo (2015)
Tom Baker acts as junior for the FCA in the prosecution of Alex Hope, convicted of £5m investment fraud and FSMA 2000 o

R v Hexley and Cooper (2014)
FCA prosecution of financial advisers for offences contrary to section 397 FSMA 2000

R -v- Williamson (Trai) (2014)
Successful defence of murder allegation

Mid Staffordshire NHS Foundation Trust Public Inquiry (2010) - (2013)
Junior counsel to the inquiry

R v Agbaje and Others (2010)
Conspiracy to kidnap, false imprisonment and blackmail

R v Edwards (2010)
 Death by Dangerous Driving  

R v Al-Shiekhly (2009)
Attempt to defraud insurance company of £ 900,000

R v Carter & others (2009)
Conspiracy to supply firearms

R v Pommell (2009)
Conspiracy to supply controlled drugs of Class A

R v Sangha & others (2008)
Responding to appeals against confiscation orders

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