Financial Services Cases

FCA and PRA abandon integrity probe

Jason acted for the former finance director of a UK insurance company, facing an integrity inquiry...

ICAEW v R (2020)

Rebecca Harris has been instructed to represent an accountant/ auditor in proceedings with the...

Private representations for X (2019)

Tom advised a high-earning individual who had lost a significant amount of money one evening at a...

FCA v A (2017-2018)

Rhys Meggy acts for a managing director of a leading investment bank, suspected of misconduct and...

FCA v A

Advised a trader in connection with the FCA’s regulatory investigation of...

FCA v Danziger (2018)

Jason Mansell was instructed to advise a trader in connection with the FCA's investigation of...

Re A,B and C (2017-2018)

Rhys Meggy advised three senior bankers subject to the Senior Managers and Certification Regime on...

Re ZYX Ltd (2017-2018)

Rhys Meggy is advising a leading wealth management firm on its regulatory obligations in respect...

Re XYZ Plc (2017)

Rhys Meggy advised a leading global investment bank and their external counsel on the legal and...

FCA v Chiesa and Chiesa (2017)

Selva Ramasamy QC acted for the Financial Conduct Authority in 3 joined references to the...

Re X [An asset manager] (2017)

Advising an asset manager as to the extent of its anti-bribery and corruption systems’ and...
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